Opinion By Justice LEROY F. MILLETTE, JR.
Pursuant to Article VI, Section 1 of the Constitution of Virginia and Rule 5:40, the United States District Court for the Eastern District of Virginia, Alexandria Division (the district court), by its order entered August 16, 2011, certified questions of law to this Court concerning whether Virginia recognizes tortious interference with parental rights as a cause of action and, if so, what elements constitute such a tort.
The certified questions of law before us arise out of a motion before the district court to dismiss for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6). Accordingly, the factual allegations in the complaint are accepted as true for the purposes of framing an answer that is responsive to the needs of the district court. See, e.g., Zinermon v. Burch, 494 U.S. 113, 118, 110 S.Ct. 975, 108 L.Ed.2d 100 (1990).
John M. Wyatt, III, is seeking monetary damages for the unauthorized adoption of his baby, herein referred to as E.Z. E.Z. is the biological daughter of Wyatt and Colleen Fahland, who are unmarried residents of Virginia. Prior to E.Z.'s birth, Wyatt accompanied Fahland to doctors' appointments and made plans with Fahland to raise their child together. Without Wyatt's knowledge, Fahland's parents retained attorney Mark McDermott to arrange for an adoption. While Fahland informed Wyatt of her parents' desire that she see an adoption attorney, she assured Wyatt that they would raise the baby as a family. During a January 30, 2009 meeting with McDermott, Fahland
To facilitate an adoption, McDermott contacted "A Act of Love" (Act of Love), a Utah adoption agency, and Utah attorney Larry Jenkins with Wood Jenkins LLP, a Utah law firm representing Act of Love.
Approximately one week prior to E.Z.'s birth, Fahland and her father met again with McDermott. At McDermott's urging, Fahland spoke to Wyatt briefly on the phone and then sent him a text message informing him that she was receiving information about a potential adoption. Later that day and throughout the week prior to E.Z.'s birth, Fahland continued to assure Wyatt that she still planned to raise the baby with him.
Fahland concealed the fact that she was in labor during conversations with Wyatt, at the direction of McDermott and on behalf of the other defendants. E.Z. was born two weeks early, on February 10, 2009, in Virginia, and Wyatt was not informed of the birth. The next day, Fahland signed an affidavit stating that she had informed Wyatt she was working with a Utah adoption agency and an affidavit of paternity identifying Wyatt as the father. Despite her full knowledge of his address, she placed question marks as to his contact information on the notarized documents at the urging of McDermott. Thomas and Chandra Zarembinski, Utah residents who retained Act of Love to assist them in adopting a child and planned to adopt E.Z., signed an agreement stating that they were aware that E.Z.'s custody status might be unclear. On February 12, Fahland signed an affidavit of relinquishment and transferred custody to the Zarembinskis, who had travelled to Virginia to pick up the child. Wyatt claims all defendants induced Fahland to waive her parental rights knowing that Fahland did not want to relinquish rights to the baby and that Wyatt believed he would have parental rights.
On February 18, Wyatt initiated proceedings in the Juvenile and Domestic Relations Court of Stafford County, Virginia, to obtain custody of E.Z. Although Wyatt was ultimately awarded custody by the juvenile and domestic relations court, the Utah courts have awarded custody of E.Z. to the Zarembinskis. Wyatt has been involved in a protracted custody battle, the facts and proceedings of which are extensive; the salient details are simply that, at the time of the certification order, adoption proceedings were still pending in Utah, and E.Z. remains with the Zarembinskis in Utah to this date.
Wyatt filed an action in the district court against McDermott, Jenkins, Wood Jenkins LLP, Act of Love, the Zarembinskis, and Lorraine Moon, the Act of Love employee who facilitated the adoption (collectively, Defendants), seeking compensatory and punitive damages for the unauthorized adoption as well as a declaratory judgment under the Parental Kidnapping Prevention Act of 1980, Pub. L. No. 96-611, 94 Stat. 3568-3573, that Virginia had jurisdiction to award custody of the child. Wyatt asserted numerous claims, including one for tortious interference with parental rights. Upon consideration of a motion to dismiss filed by Defendants, the district court denied the motion as to the claim for tortious interference with parental rights pending its request that this Court adjudicate whether Virginia recognizes such a cause of action.
Rule 5:40(a) requires that a certified question be "determinative" in "any proceeding pending before the certifying court." As the district court states, these questions are determinative in the proceedings pending before it because it must dismiss the claim for tortious interference with parental rights if no such cause of action exists under Virginia law. Accordingly, by order entered September 23, 2011, we accepted the certified questions.
A statutory basis for tortious interference with parental rights is clearly absent from the Virginia Code; we therefore focus our analysis on whether this tort exists at common law. We conclude that, although no Virginia court has had occasion to consider the cause of action, the tort in question has indeed existed at common law and continues to exist today. Furthermore, rejecting tortious interference with parental rights as a legitimate cause of action would leave a substantial gap in the legal protection afforded to the parent-child relationship.
We recognize the essential value of protecting a parent's right to form a relationship with his or her child. We have previously acknowledged that "the relationship between a parent and child is constitutionally protected by the Due Process Clause of the Fourteenth Amendment." Copeland v. Todd, 282 Va. 183, 198, 715 S.E.2d 11, 19 (2011) (citing Quilloin v. Walcott, 434 U.S. 246, 255, 98 S.Ct. 549, 54 L.Ed.2d 511 (1978)). Indeed, the Supreme Court of the United States has characterized a parent's right to raise his or her child as "perhaps the oldest of the fundamental liberty interests recognized by this Court." Troxel v. Granville, 530 U.S. 57, 65, 120 S.Ct. 2054, 147 L.Ed.2d 49 (2000).
It follows, then, that a parent has a cause of action against third parties who seek to interfere with this right. In the analogous case of Chaves v. Johnson, 230 Va. 112, 335 S.E.2d 97 (1985), we explicitly recognized the common law tort of tortious interference with contract rights for the first time, noting its historical basis in the Commonwealth. We said:
Id. at 119-20, 337 S.E.2d at 102. In Chaves, we were not creating a new tort but rather recognizing that the common law provided a cause of action for tortious interference with contract rights. The historical happenstance that the tort in question had not previously been invoked in Virginia did not prevent us from recognizing that the common law right of contract necessarily brought with it, as a corollary, a right to seek recompense against those who interfered with a valid contract. Noting the recognition of tortious interference with contract by many of our sister states, by many English courts, and in the Restatement of Torts, we concluded that a claim for tortious interference with contract could be brought in Virginia. Id. It would be remarkable indeed if the common law right to be free from interference in contract were to be deemed to be more valuable than the common law right of a parent to be free from interference in a relationship with his or her child.
In this case, following the blueprint set forth in Chaves, we would not be creating a new tort, but rather recognizing that the common law right to establish and maintain a relationship with one's child necessarily implies
We acknowledge that the most direct and proper remedy, the return of the child and restoration of the parent-child relationship, may never be achieved through a tort action. When a parent has been unduly separated from a child by a third party for a substantial period of time without due process of law, however, other legitimate harms may be suffered that are properly recoverable in tort, including loss of companionship, mental anguish, loss of services, and expenses incurred to recover the child.
An examination of our law shows that the redress of these wrongs is in some circumstances otherwise unavailable in the Commonwealth. Wrongful custodial interference is codified in Code § 18.2-49.1 as a criminal offense, but this statute provides no civil recovery. Virginia also has well-developed custody laws to manage intra-familial disputes, but custody disputes do not implicate rights or duties of third parties, such as are at issue here.
The recognition of tortious interference with parental rights finds precedent in our common law. We have previously stated that "our adoption of English common law... ends in 1607 upon the establishment of the first permanent English settlement in America, Jamestown. From that time forward, the common law we recognize is that which has been developed in Virginia." Commonwealth v. Morris, 281 Va. 70, 82, 705 S.E.2d 503 (2011). Prior to 1607, a comparable cause of action did lie in England, providing a father with recourse for the abduction of his heir or sons rendering services. See Pickle v. Page, 252 N.Y. 474, 169 N.E. 650, 651 (1930) (citing Barham v. Dennis, (1599) 78 Eng. Rep. 1001 (K.B.); Cro. Eliz. 770).
Clearly, there are ways in which this ancient writ is markedly different from the modern cause of action urged by Wyatt, which would permit recourse for either parent, regardless of gender, and which encompasses a recovery not merely for loss of services but also for loss of companionship. This difference reflects society's changing values as reflected in this Court's rulings over the centuries, including principles of gender equality, an inherent value in the relationship between parents and their children beyond the value of services rendered, and the modern trend in tort law to make plaintiffs whole by compensating not only pure pecuniary loss but also emotional harm.
Although the action has not heretofore been brought in Virginia, and hence has never come before this Court, its evolution elsewhere can be clearly identified. Blackstone wrote that the abduction of any child, not merely an heir, was "remediable by writ of ravishment, or, action of trespass vi et armis, de filio, vel filia, rapto vel abducto; in the same manner as the husband may have it, on account of the abduction of his wife." 3 William Blackstone, Commentaries *140-41 (internal footnote omitted). By 1938, the American Law Institute's first Restatement of Torts included recovery for the abduction of a child, and the Restatement (Second) of Torts § 700 recites the more modern embodiment
In Stone v. Wall, 734 So.2d 1038 (Fla. 1999), the Florida Supreme Court, responding to a certified question of law from the United States Court of Appeals for the Eleventh Circuit, recognized the common law tort of custodial interference in Florida as a modern iteration of the English common law writ:
Id. at 1044 (internal citations and quotation marks omitted).
The overwhelming majority of the high courts of our sister states that have considered the issue have also recognized such a tort, many of them tracing its evolution in the common law. See, e.g., Anonymous v. Anonymous, 672 So.2d 787, 789, (Ala.1995) (noting that the Restatement (Second) of Torts § 700 does not represent a new tort in Alabama but rather "accurately reflects the common law principle that parents have a right to the care, custody, services and companionship of their minor children, and [that] when they are wrongfully deprived thereof by another, they have an action therefor" (internal quotation marks omitted)); Washburn v. Abram, 122 Ky. 53, 90 S.W. 997, 998 (1906) (concluding that, although the common law right of action historically arose from the right of the father to recover for lost services of his child and such allegations are necessary for recovery, "[i]t matters not whether the child [actually] renders such services; and [the parent] is not confined in a recovery to the loss of services alone, but may recover damages for injury to his feelings and the loss of companionship of his child"); Khalifa v. Shannon, 404 Md. 107, 945 A.2d 1244, 1248-62 (2008) (recognizing a common law action of interference with parental-child relations against one who abducts and/or harbors a child, and, in a thorough discussion of the evolution of the common law, finding that loss of services was never a substantive element of the common law tort but rather tied to certain ancient English forms of remedy); Plante v. Engel, 124 N.H. 213, 469 A.2d 1299, 1302 (1983) (holding the intentional aiding and abetting in the interference of parental rights to be an actionable tort in New Hampshire); Silcott v. Oglesby, 721 S.W.2d 290, 293 (Tex.1986) (recognizing that the common law had evolved to substantially track the Restatement (Second) of Torts § 700); Kessel v. Leavitt, 204 W.Va. 95, 511 S.E.2d 720 (1998) (upholding a finding of tortious custodial interference against maternal grandparents, uncle, and mother's attorney, but not the child's mother, due to her equal parental rights). Kessel, which likewise addressed an adoption dispute, provides a particularly helpful model for the elements of the tort.
We have a long tradition of deference to the legislature concerning the adoption of any new theory of liability, especially when conflicting public policy issues abound. Bell v. Hudgins, 232 Va. 491, 495, 352 S.E.2d 332, 334 (1987). Our recognition of an existing common law tort is consistent with this tradition of deference. Indeed, in accordance with legislative authority, the Court is obligated to continue to enforce this tort as the law of the Commonwealth. The General Assembly expressly directed in Code § 1-200 that "[t]he common law of England, insofar as it is not repugnant to the principles of the Bill of Rights and Constitution of this Commonwealth, shall continue in full force within the same, and be the rule of decision, except as altered by the General Assembly."
As explained in Part II.B., supra, the common law recognized an English writ providing a tort claim based on wrongful interference with the parent-child relationship prior to 1607. This claim has never been altered by the General Assembly and is repugnant to the principles of the Bill of Rights and Constitution of the Commonwealth only insofar as it, historically, was applied in such a manner that protected the interests of fathers over mothers and valued male children over female children. Given that this gender bias existed throughout 17th century common law, the proper remedy is not to overlook the writ but rather to recognize the claim in a manner consistent with the Bill of Rights and the Constitution of the Commonwealth, providing equal rights to both genders and allowing the common law claim to "continue in full force within [the Commonwealth]," by operation of the plain language of Code § 1-200. See, e.g., Jenkins v. Mehra, 281 Va. 37, 44, 704 S.E.2d 577, 581 (2011) (concluding that "[a]brogation of the common law ... occurs only when the legislative intent to do so is plainly manifested, as there is a presumption that no change was intended," and explaining that "[w]hen an enactment does not encompass the entire subject covered by the common law, it abrogates the common[] law rule only to the extent that its terms are directly and irreconcilably opposed to the rule." (second and third alterations in original) (internal quotation marks omitted)).
The General Assembly possesses the authority to enact legislation addressing the appropriate avenues for civil recovery in cases of interference with parental rights and offering guidance to this Court. To date, it has declined to do so. The General Assembly's prerogative to legislate does not negate our own judicial mandate to provide redress for injuries to recognized common law rights that occur to residents of the Commonwealth. When such injuries occur, it is appropriate that we offer a means of redress, and doing so does not usurp legislative authority.
We are not persuaded by the argument that we should interpret the General Assembly's statutory abolition of the cause of action for alienation of affection, found in Code § 8.01-220, as somehow precluding a recognition of a cause of action for tortious interference
Kessel, 511 S.E.2d at 761 n. 44.
The Florida Supreme Court, citing Kessel with approval, likewise recognized the common law tort of tortious interference despite a prior statutory abolition of an action for alienation of affection. Stone, 734 So.2d at 1045. The Restatement (Second) of Torts also considers these causes of action to be two separate torts, and rejects alienation of affection claims while approving of the cause of action for tortious interference. See Restatement (Second) of Torts § 699 ("One who, without more, alienates from its parent the affections of a child, whether a minor or of full age, is not liable to the child's parent."). The added element of physical separation from the parent in tortious interference renders the torts distinct.
In sum, it is clearly the case that this ancient writ—today labeled tortious interference with parental rights—did exist in English common law in 1607, that it can be construed in a manner not repugnant to the Bill of Rights and the Constitution of the Commonwealth, and that no affirmative steps have been taken by the legislature to renounce the tort. We therefore answer the first certified question of law in the affirmative.
The Court is now left to determine what elements are essential to the tort as it exists today, consistent with the original writ, but in line with equal protection and modern law. Kessel succinctly lays out the elements of this cause of action, consistent with Virginia law:
511 S.E.2d at 765-66.
Given the nature of the original English common law writ, we must consider whether the harm and recoverable damages must be limited solely to tangible loss of service. We join the high court of Maryland in concluding that "a focused analysis reveals that loss of services has never been an element of the tort itself, but rather, arose from common law pleading requirements in force in England," which contained "artificial divisions" between tangible loss of services and intangible losses such as comfort and society.
Finally, as we have previously stated, "[I]f a tortfeasor's tort was intentional rather than negligent, i.e., deliberately committed with intent to harm the victim ... and if the evidence is sufficient to support an award of compensatory damages, the victim's right to punitive damages and the quantum thereof are jury questions." Smith v. Litten, 256 Va. 573, 579, 507 S.E.2d 77, 80 (1998); see also Giant of Virginia, Inc. v. Pigg, 207 Va. 679, 685-86, 152 S.E.2d 271, 277 (1967).
We adhere to the ordinary burden in civil actions of preponderance of the evidence. Fudge v. Payne, 86 Va. 303, 308, 10 S.E. 7, 8 (1889). We find no precedent to indicate that this writ required any heightened standard of proof. We require a heightened standard of clear and convincing evidence for intentional infliction of emotional distress, for instance, because it is an action not favored by this Court due to the inherent ambiguity in proving harm to one's emotions or mind. Russo v. White, 241 Va. 23, 26, 400 S.E.2d 160, 162 (1991). Although, as with many torts, juries may award some compensation for mental anguish in intentional interference cases, the harm lies in the physical interruption of the parent-child relationship, a concrete factor. Thus, we conclude that the ordinary burden of preponderance of the evidence is appropriate for a claim of intentional interference with parental rights.
The minority of states that have resisted recognition of tortious interference with parental or custodial rights have done so based on policy grounds, citing concern for the best interest of the child. In Larson v. Dunn, 460 N.W.2d 39 (Minn.1990), the Minnesota Supreme Court concluded that it was not in the best interest of children to permit such a tort, because "the law should not provide a means of escalating intrafamily warfare." Id. at 46. The court concluded that a tort possessing the potential for such significant impact on children should be properly evaluated as a matter of public policy by the legislature rather than created by the courts. Id. at 47. The Minnesota Supreme Court's emphasis on the best interest of the child was followed two years later by the Oklahoma Supreme Court in Zaharias v. Gammill, 844 P.2d 137, 140 (Okla.1992) ("We are convinced that the tort of interference with custodial relations would not enhance the scheme of family law in Oklahoma, and we expressly disapprove of it.").
We share these courts' concern for the well-being of children caught in intra-familial disputes, a concern that was not as prominent an issue in 1607, when only a male parent could bring this cause of action. The fear that this cause of action would be used as a means of escalating intra-familial warfare can be largely disposed of by barring the use of this tort between parents, as other state courts have done. The West Virginia high court put this well in Kessel:
511 S.E.2d at 766. A similar bar is articulated in Comment (c) to the Restatement (Second) of Torts § 700, excerpted in footnote 3, supra. Thus, we conclude that a defendant may raise an affirmative defense of "substantially equal rights," as explained above in Kessel, as it is to the advantage of all parties that such a determination be made early in the proceedings.
Additionally, in the interest of the child, we note with approval the affirmative defense of justification as set forth in Kessel, wherein the court held that a party should not be held liable if he or she
511 S.E.2d at 766.
We do not cite these as an exhaustive list of available defenses, but rather note them due to their particular importance, so that our explicit recognition of this tort does not promote unnecessary intra-familial litigation or deter an individual from acting when he or she holds a good-faith belief that a child is in danger.
Often, in considering a certified question of law, the facts of a particular case serve only to define the scope of the inquiry to yield a determinative answer for the presiding court. In this instance, however, the facts as pled are illustrative of the basis and continuing need for this action in tort.
It is both astonishing and profoundly disturbing that in this case, a biological mother and her parents, with the aid of two licensed attorneys and an adoption agency, could intentionally act to prevent a biological father—who is in no way alleged to be an unfit parent—from legally establishing his parental rights and gaining custody of a child whom the mother did not want to keep, and that this father would have no recourse in the law. The facts as pled indicate that the Defendants went to great lengths to disguise their agenda from the biological father, including preventing notice of his daughter's birth and hiding their intent to have an immediate out-of-state adoption, in order to prevent the legal establishment of his own parental rights. This Court has long recognized that the rights of an unwed father are deserving of protection. Hayes v. Strauss, 151 Va. 136, 141, 144 S.E. 432, 434 (1928). The tort of tortious interference with parental rights may provide one means of such protection. Finally, we hope that the threat of a civil action would help deter third parties such as attorneys and adoption agencies from engaging in the sort of actions alleged to have taken place.
For the aforementioned reasons, we answer the first certified question in the affirmative, and we answer the second certified question by referring the United States District Court for the Eastern District of Virginia to Part II.D. of this opinion.
Certified questions answered in the affirmative.
Justice McCLANAHAN, with whom Justice GOODWYN joins, dissenting.
While the facts as pled by Wyatt are unquestionably disturbing, I cannot join the majority's effort to deter such conduct by legislating public policy in Virginia through judicial pronouncement.
I do not agree that the tort of interference with parental rights arising from an unauthorized adoption currently exists under Virginia
Accordingly, since English common law as it existed in 1607 did not protect the parental relationship but only protected the property rights of a father in his heir's marriage, and since Virginia common law from that time forward has not recognized a cause of action for interference with parental rights, I cannot conclude that the cause of action asserted by Wyatt currently exists in Virginia. See Commonwealth v. Morris, 281 Va. 70, 82, 705 S.E.2d 503, 508 (2011) (Our adoption of English common law "ends in 1607" and "[f]rom that time forward, the common law we recognize is that which has been developed in Virginia.").
Bruce Farms, Inc. v. Coupe, 219 Va. 287, 293, 247 S.E.2d 400, 404 (1978).
In creating an action for tortious interference with parental rights arising from an unauthorized adoption, there are many significant and varying interests that will be affected. The interests of the biological parents, the adoptive parents, and the child
We recently reaffirmed the principle that decisions involving competing individual and societal interests fall within the scope of legislative, not judicial, authority. Bevel v. Commonwealth, 282 Va. 468, 479-80, 717 S.E.2d 789, 795 (2011) (if it is to be the policy in Virginia that a criminal conviction will abate upon defendant's death while appeal is pending, "the adoption of such a policy and the designation of how and in what court such a determination should be made is more appropriately decided by the legislature, not the courts"). See also Uniwest Constr., Inc. v. Amtech Elevator Servs., 280 Va. 428, 440, 699 S.E.2d 223, 229 (2010) ("The public policy of the Commonwealth is determined by the General Assembly [because] it is the responsibility of the legislature, and not the judiciary,... to strike the appropriate balance between competing interests.") (internal quotation marks and citation omitted). Likewise, if public policy demands that parties involved in the adoption process should be held liable in tort for interference with parental rights, "this should be accomplished, [I] think, by an appropriate act of the General Assembly, and not by judicial pronouncement." Hackley v. Robey, 170 Va. 55, 66, 195 S.E. 689, 693 (1938).
Accordingly, because I do not believe that Virginia currently recognizes a cause of action for tortious interference with parental rights arising from an unauthorized adoption, and that the decision to recognize this tort in Virginia should be made by the General Assembly, I would answer certified question one in the negative.
Justice MIMS, dissenting.
I agree with the conclusion in Justice McClanahan's dissent that the tort of interference
Comment (c) states:
Thus, Comment (c) indeed bars suits between parents with equal rights. It does not, however, bar proceedings against third parties, nor does it require a custodial adjudication to warrant a suit against a third party.